All this it is and more, as one of the oldest ideas of the human species. Thick volumes could have been written on its origins, and of course such volumes actually have been written. We know likewise all manner of things about its checkered history, about its periodic ebb and flow, and the way these fluctuations connect with the material process of history. The idea of the apocalypse has accompanied utopian thought since its first beginnings, pursuing it like a shadow, like a reverse side that cannot be left behind: without catastrophe no millennium, without apocalypse no paradise. The idea of the end of the world is simply a negative utopia.
But even the end of the world is no longer what it used to be. The film playing in our heads, and still more uninhibitedly in our unconscious, is distinct in many respects from the dreams of old. In its traditional coinings, the apocalypse was a venerable, indeed a sacred, idea. But the catastrophe we are so concerned with (or rather haunted by) is an entirely secularized phenomenon. We read its signs on the walls of buildings, where they appear overnight, clumsily sprayed; we read them on the printouts spewed forth by the computer. Our seven-headed monster answers to many names: police state, paranoia, bureaucracy, terror, economic crisis, arms race, destruction of the environment. Its four riders look like the heroes of Westerns and sell cigarettes, while the trumpets that proclaim the end of the world serve as theme music for a commercial break. Once people saw in the apocalypse the unknowable avenging hand of God. Today it appears as the methodically calculated product of our own actions, and the spirits whom we hold responsible for its approach we call reds, oil sheikhs, terrorists, multinationals; the gnomes of Zürich and the Frankensteins of the biology labs; UFOs and neutron bombs; demons from the Kremlin or the Pentagon: an underworld of unimaginable conspiracies and machinations, whose strings are pulled by the all-powerful cretins of the secret police.
The apocalypse was also once a singular event, to be expected unannounced as a bolt from the blue: an unthinkable moment that only seers and prophets could anticipate—and, of course, no one wanted to listen to their warnings and predictions. Our end of the world, on the other hand, is sung from the rooftops even by the sparrows; the element of surprise is missing; it seems only to be a question of time. The doom we picture for ourselves is insidious and torturingly slow in its approach, the apocalypse in slow motion. It is reminiscent of that hoary avant-garde classic of the silent cinema, in which we see a gigantic factory chimney crack up and collapse noiselessly on the screen, for a full twenty minutes, while the spectators, in a kind of indolent comfort, lean back in their threadbare velvet seats and nibble their popcorn and peanuts. After the performance, the futurologist mounts the stage. He looks like a poor imitation of Dr. Strangelove, the mad scientist, only he is repulsively fat. Quite calmly he informs us that the atmospheric ozone belt will have disappeared in twenty years’ time, so that we shall surely be toasted by cosmic radiation if we are lucky enough to survive until then; unknown substances in our milk are driving us to psychosis; and with the rate at which world population is growing, there will soon be standing room only on our planet. All this with Havana cigar in hand, in a well-composed speech of impeccable logic. The audience suppresses a yawn, even though, according to the Professor, the disaster looms imminently ahead. But it’s not going to come this afternoon. This afternoon, everything will go on just as before, perhaps a little bit worse than last week, but not so that anyone would notice. If one or another of us should be a little depressed this afternoon, which cannot of course be ruled out, then the thought might strike him, irrespective of whether he works in the Pentagon or the underground, irons shirts or welds sheet metal, that it would really be simpler if we were rid of the problem once and for all; if the catastrophe really did come. However, this is out of the question. Finality, which was formerly one of the major attributes of the apocalypse, and one of the reasons for its power of attraction, is no longer vouchsafed us.
We have also lost another traditional aspect of the end of the world. Previously, it was generally agreed that the event would affect everyone simultaneously and without exception: the never- satisfied demand for equality and justice found in this conception its last refuge. But as we see it today, doom is no longer a leveler; quite the opposite. It differs from country to country, from class to class, from place to place. While it is already overtaking some, others can watch it on television. Bunkers are built, ghettos walled in, fortresses erected, bodyguards hired, on a large scale as well as a small. Corresponding to the country house with burglar alarms and electric fences, we have whole countries, on the international scale, that fence themselves in while others go to ruin. The nightmare of the end of the world does not end this temporal disparity; it simply radicalizes it. Its African and Indian versions are overlooked with a shrug of the shoulders by those not directly affected—including the African and Indian governments. At this point, finally, the joke comes to an end.
II
Berlin, Spring 1978
Dear Balthasar,
When I wrote my comment on the apocalypse—a work that I confess was not particularly thorough or serious—I was still unaware that you were also concerned with the future. You complained to me on the telephone that you were “not really getting anywhere.” That sounded almost like an appeal for help. I know you well enough to understand your dilemma. Today it is only the technocrats who are advancing toward the year two thousand full of optimism, with the unerring instinct of lemmings, and you are not one of their number. On the contrary, you are a faithful soul, always ready to assemble under the banner of utopia. You want as much as ever to hold fast to the principle of hope, for you wish us well: i.e., not only you and me, but humanity as a whole.
Please don’t be angry if this sounds ironic. That isn’t my fault. You would have liked to see me come rushing to your aid. My letter will be disappointing for you, and perhaps you even feel that I am attacking you from behind. That isn’t my intention. All I would like to suggest is that we consider things with the cuffs off.
The strength of left-wing theory of whatever stamp, from Babeuf through to Ernst Bloch, i.e., for more than a century and a half, lay in the fact that it based itself on a positive utopia that had no peer in the existing world. Socialists, Communists, and anarchists all shared the conviction that their struggle would introduce the realm of freedom in a foreseeable period of time. They “knew just where they wanted to go and just what, with the help of history, strategy and effort, they ought or needed to do to get there. Now, they no longer do.” I read these lapidary words recently in an article by the English historian Eric Hobsbawm. But this old Communist does not forget to add that “In this respect, they do not stand alone. Capitalists are just as much at a loss as socialists to understand their future, and just as puzzled by the failure of their theorists and prophets.”
Hobsbawm is quite correct. The ideological deficit exists on both sides. Yet the loss of certainty about the future does not balance out. It is harder to bear for the Left than for those who never had any other intention but to hang on at any price to some snippet of their own power and privileges. This is why the Left, including you, dear Balthasar, go in for grumbling and complaining.
No one is ready any more, you say, or in a position either, to put forward a positive idea that goes beyond the horizon of the existing state of affairs. Instead of this, false consciousness is rampant; the stage is dominated by apostasy and confusion. I remember our last conversation about the “new irrationalism,” your lamenting over the resignation that you sense on all sides, and your tirades against the flippant doomsters, shameless pessimists, and apostles of defeatism. I shall be careful not to contradict you here. But I wonder whether one thing has not escaped you in all this: the fact that in these expressions and moods there is precisely what you were looking for—an idea that goes beyond the limits of our present existence. For, in the last analysis, the world has certainly not come to an end (or else we could not talk about it); and so far no conclusive proof has reached me that an event of this kind is going to take place at any clearly ascertainable point in time. The conclusion I draw from this is that we are dealing here with a utopia, even if a negative one; and I further maintain that, for the historical reasons I mentioned, left-wing theory is not particularly well-equipped to deal with this kind of utopia.
Your reactions are only further evidence for my assumption. The first stanza of your song, in which you bewail the prevailing intellectual situation, is promptly followed by the second, in which you enumerate the scapegoats. For such an old hand at theory as yourself, it is not difficult to lay hands on the guilty parties: the ideological opponent, the agents of anticommunism, the manipulation of the mass media. Your arguments are in no way new to me. They remind me of an essay that came to my attention a few years back. The author, an American Marxist by the name of H. C. Greisman, came to the conclusion that “the images of decline of which the media are so fond are designed to hypnotize and stupefy the masses in such a way that they come to see any hope of revolution as meaningless.”
What is striking in this proposition is above all its essential defensiveness. For a hundred years or so, as long as it was sure of its ground, classical Marxist theory argued the very opposite. It did not see the images of catastrophe and visions of doom of the time simply as lies concocted by some secret seducers and spread among the people, but sought rather to explain them in social terms, as symbolic depictions of a thoroughly real process. In the 1920s, to take just one example, the Left saw the attraction that Spengler’s historical metaphysics had for the bourgeois intelligentsia in precisely this way: The Decline of the West was in reality nothing more than the imminent collapse of capitalism.
Today, on the other hand, someone like yourself no longer feels his views confirmed by the apocalyptic fantasy, but instead feels threatened, reacting with last-ditch slogans and defensive gestures. To be quite frank, dear Balthasar, it seems to me that the result of these obeisances is rather wretched. I don’t mean by this that it is simply false. You do not, of course, fail to resort to the well- tried path of ideological criticism. And it is child’s play to show that the rise and fall of utopian and apocalyptic moods in history correspond to the political, social, and economic conditions of the time. It is also uncontestable that they are exploited politically, just like any other fantasy that exists on a mass scale. You need not imagine you have to teach me the ABCs. I know as well as you that the fantasy of doom always suggests the desire for miraculous salvation; and it is clear to me, too, that the Bonapartist savior is always waiting in the wings, in the form of military dictatorship and right-wing putsch. When it is a question of survival, there have always been people all too ready to place their trust in a strong man. Nor do I find it surprising that those who have called for one more or less expressly, in the last few years, should include both a liberal and a Stalinist: the American sociologist Hellbroner and the German philosopher Harich. It is also beyond doubt that the apocalyptic metaphor promises relief from analytical thought, as it tends to throw everything together in the same pot. From the Middle East conflict to a postal strike, from punk style to a nuclear-reactor disaster, anything and everything is conceived as a hidden sign of an imaginary totality: catastrophe “in general.” The tendency to hasty generalization damages that residual power of clear thought that we still have left. In this sense, the feeling of doom does in fact lead only to mystification. It goes without saying that the new irrationalism that so troubles you can in no way solve the real problems. On the contrary, it makes them appear insoluble.
This is all very easy to say, but it does not help matters all that much. You try and fight the fantasies of destruction with quotations from the classics. But these rhetorical victories, dear Balthasar, remind me of the heroic feats of Baron von Miinchhausen. Like him, you want to reach your goal alone and unafraid; and to avoid departing from the correct straight line, you too are ready in case of need to leap onto a cannonball.
But the future is not a sports ground for hussars, nor is ideological criticism a cannonball. You should leave it to the futurologists to imitate the boastings of an old tin soldier. The future that you have in mind is in no way an object of science. It is something that exists only in the medium of social fantasy, and the organ by which it is chiefly experienced is the unconscious. Hence the power of these images that we all produce, day and night: not only with the head, but with the whole body. Our collective dreams of fear and desire weigh at least as heavy, probably heavier, than our theories and analyses.
The really threadbare character of customary ideological criticism is that it ignores all this and wants to know nothing of it. Has it not struck you that it has long ceased to explain things that do not fit our schemas, and started to taboo them instead? Without our having properly noticed, it has taken on the role of watchdog. Alongside the state censorship of the law-and-order people there are now ranged the mental-hospital orderlies of the Left in the social and human sciences, who would like to pacify us with their tranquilizers. Their maxims are: 1. Never concede anything. 2. Reduce the unfamiliar to the familiar. 3. Always think only with the head. 4. The unconscious must do what it is told.
The arrogance of these academic exorcists is surpassed only by their impotence. They fail to understand that myths cannot be refuted by seminar papers, and that their bans on ideas have a very short reach. What help is it to them, for example, and what use to us, if for the hundredth time they declare any comparison between natural and social processes inadmissible and reactionary? The elementary power of fantasy teaches millions of people to break this ban constantly. Our ideologists only raise a smile when they attempt to obliterate such ineffaceable images as flood and fire, earthquake and hurricane. Moreover, there are people in the ranks of natural scientists who are in a position to elaborate fantasies of this kind in their own fashion and make them productive instead of banning them: mathematicians drafting a topographical theory of catastrophe, or biochemists who have ideas about certain analogies between biological and social evolution. We are still waiting in vain for the sociologist who will understand that, in a sense that is still to be decoded, there is no longer any such thing as a purely natural catastrophe.
Instead of this, our theorists, chained to the philosophical traditions of German idealism, refuse to admit even today what every bystander has long since grasped: that there is no world spirit; that we do not know the laws of history; that even the class struggle is an “indigenous” process, which no vanguard can consciously plan and lead; that social evolution, like natural evolution, has no subject and is therefore unpredictable; that consequently, when we act politically, we never manage to achieve what we had in mind, but rather something quite different, which at one time we could not even have imagined; and that the crisis of all positive utopias has its basis precisely in this fact. The projects of the nineteenth century have been discredited completely and without exception by the history of the twentieth century. In the essay I already mentioned, Eric Hobsbawm recalls a congress held by the Spanish anarchists in 1898. They sketched a glorious picture of life after the victory of the revolution: a world of tall shining buildings with elevators that would save climbing stairs, electric light for all, garbage disposers, and marvelous household gadgets. . . . This vision of humanity, presented with messianic pathos, now looks strikingly familiar: in many parts of our cities it has already become reality. There are victories that are hard to distinguish from defeats. No one feels comfortable in recalling the promise of the October revolution sixty years ago: once the capitalists were driven out of Russia, a bright future without exploitation and oppression would dawn for the workers and peasants. . . .
Are you still with me, Balthasar? Are you still listening? I am nearing the end of my letter. Forgive me if it has gotten rather long, and if my sentences have taken on a mocking undertone. It’s not me who injected this; it’s a kind of objective, historic mockery, and the laugh, for better or worse, is always on the losing side. We all have to bear it together.
Optimism and pessimism, my dear friend, are so much sticking plaster for fortune-tellers and the writers of leading articles. The pictures of the future that humanity draws for itself, both positive and negative utopias, have never been unambiguous. The idea of the millennium, the City of the Sun, was not the pallid dream of a land of milk and honey; it always had its elements of fear, panic, terror, and destruction. And the apocalyptic fantasy, conversely, produces more than just pictures of decadence and despair; it also contains, inescapably bound up with the terror, the demand for vengeance, for justice, impulses of relief and hope.
The pharisees, those who always know best, want to convince us that the world would be all right again if the “progressive forces” took a strong line with people’s fantasies; if they themselves were only sitting on the Central Committee, and pictures of doom could be prohibited by decree of the party. They refuse to understand that it is we ourselves who produce these pictures, and that we hold on to them because they correspond to our experiences, desires, and fears: on the motorway between Frankfurt and Bonn, in front of the TV screen that shows we are at war, beneath helicopters, in the corridors of clinics, employment offices, and prisons—because, in a single word, they are in this sense realistic.
I scarcely need reassure you, dear Balthasar, that I know as little of the future as you do yourself. I am writing to you because I do not count you among the pigeonholers and ticketpunchers of the world spirit. What I wish you, as I wish myself and us all, is a little more clarity about our own confusion, a little less fear of our own fear, and a little more attentiveness, respect, and modesty in the face of the unknown. Then we shall be able to see a little further.
Yours, H.M.E.
Translated by David Fernbach
In. Critical Essays, eds. Reinhold Grimm and Bruce Armstrong, Continuum: New York, 1982, pp. 233-241.
If you are looking for a solid contextual advertising company, I suggest that you take a look at PropellerAds.
ResponderExcluir